General information only. CryptoRegHub provides summaries for informational purposes and does not constitute legal or compliance advice. Always verify with official sources and consult qualified legal counsel before making compliance decisions.

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Verify recommended:14 April 2026·Source →

US SEC-CFTC Joint Token Taxonomy and Crypto Asset Interpretation

United StatesGeneral Crypto AssetsTrading/Market StructureStablecoinsDeFi/NFTsExchanges / CEX / DEXStablecoin IssuersBrokers / AdvisersCustodians / Wallet ProvidersDeFi ProtocolsNFT PlatformsSECCFTCBitcoin / PoW assetsEthereum / PoS assetsStablecoinsNFTsUtility tokensSecurity tokensDeFi tokensDisclosure / WhitepaperRegulatory reporting
In Force Medium risk
General information only — not legal advice

CryptoRegHub provides plain-English summaries of crypto regulations for informational purposes only. This does not constitute legal, compliance, or financial advice. Regulations change frequently — always verify information with official sources and consult qualified legal counsel before making any compliance decisions.

On 17 March 2026, the SEC and CFTC jointly issued Release No. 33-11412, "Application of the Federal Securities Laws to Certain Types of Crypto Assets." This guidance — described as the end of over a decade of regulatory uncertainty — provides a coherent token taxonomy classifying crypto assets into five categories: digital commodities, digital securities, stablecoins, digital collectibles (NFTs), and digital tools (utility tokens for functional use). The guidance was issued one week after the agencies signed a Memorandum of Understanding on 11 March 2026, formalising their commitment to regulatory harmonisation. The SEC confirmed Bitcoin, Ether, Solana and XRP as digital commodities. The CFTC confirmed it will administer the Commodity Exchange Act consistently with the SEC's interpretation, effectively establishing parallel regulatory lanes. A separate formal rulemaking exceeding 400 pages is expected within weeks of the guidance, including safe harbor provisions and additional details.

Who does it apply to?

Applies to all market participants dealing in or issuing crypto assets in the United States, including exchanges, issuers, fund managers, broker-dealers and custodians. The guidance does not retroactively nullify past enforcement actions but provides prospective clarity on asset classification. Funds and fund managers should review financial statements, accounting policies and disclosures based on the new framework.

Key requirements

The five-category token taxonomy: (1) Digital commodities — value driven by automated network mechanics and market supply/demand, not a centralised promoter. Includes Bitcoin, Ether, Solana, XRP. Under CFTC jurisdiction for spot markets. (2) Digital securities — tokens where SEC jurisdiction applies; investment contract lifecycle determines when and how a token crosses into securities territory. (3) Payment stablecoins — GENIUS Act-compliant stablecoins; not securities or commodities. (4) Digital collectibles — NFTs and similar unique, non-fungible tokens for entertainment or cultural purposes; generally not securities. (5) Digital tools — utility tokens used functionally within a blockchain system; not securities when the system is functional. Additionally: protocol staking rewards confirmed as outside securities law when service providers act as agents without discretionary control.

Obligation types

Disclosure / Whitepaper
Mandatory disclosures to users or markets
Regulatory reporting
Ongoing reporting to regulators

Implementation timeline

Mar 2026
SEC and CFTC signed Memorandum of Understanding on digital asset jurisdiction
First formal commitment to regulatory harmonisation between the two agencies.
Mar 2026
Joint token taxonomy interpretation published
SEC Release No. 33-11412. Five-category framework. Bitcoin, Ether, Solana, XRP confirmed as digital commodities.
May 2026
Formal rulemaking expected — 400+ pages with safe harbors and full details
Expected within weeks of the March 2026 interpretation.

Official sources

SEC press release — joint interpretation (March 2026)
https://www.sec.gov/newsroom/press-releases/2026-30-sec-clarifies-application-federal-securities-laws-crypto-assets
SEC.gov crypto assets page
https://www.sec.gov/cryptocurrency
CFTC — Digital Assets regulatory information
https://www.cftc.gov/digitalassets

Always refer to official sources to confirm current requirements. CryptoRegHub summaries are for general guidance only.

Updates & news

17 March 2026
SEC and CFTC issued landmark joint token taxonomy
First formal classification framework for crypto assets under US law. Ends decade of regulatory uncertainty. Bitcoin, Ether, Solana and XRP confirmed as digital commodities. Most tokens confirmed not to be securities.
11 March 2026
SEC and CFTC signed MOU on overlapping jurisdiction
Formal truce on SEC-CFTC jurisdictional battle over digital assets. Joint Harmonisation Initiative established for aligned examinations and enforcement.

Frequently asked questions

At a glance
JurisdictionUnited States
RegulatorSEC, CFTC
Official nameSEC Release No. 33-11412 — Application of the Federal Securities Laws to Certain Types of Crypto Assets (17 March 2026)
StatusIn Force
Enacted17 Mar 2026
Effective from23 Mar 2026
Last verified14 Apr 2026
Penalty severity
Medium risk

Significant fines typically up to €1m or equivalent

Regulatory bodies
SEC
Securities and Exchange Commission
Official website →
CFTC
Commodity Futures Trading Commission
Official website →
Disclaimer

This summary is for general informational purposes only and does not constitute legal advice. Always verify with official sources and consult qualified legal counsel.